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NEW QUESTION # 163
Which phase of the CMMC Assessment Process includes developing the assessment plan?
Answer: A
Explanation:
Understanding the Phases of the CMMC Assessment ProcessTheCMMC Assessment Process (CAP) consists of multiple phases, with each phase focusing on a different aspect of the assessment.Developing the assessment planoccurs inPhase 1, which is thePre-Assessment Phase.
* Engagement Agreement: TheOSC (Organization Seeking Certification)and theCertified Third-Party Assessment Organization (C3PAO)formalize the assessment contract.
* Developing the Assessment Plan: TheLead Assessorand the assessment team create anAssessment Plan, which outlines:
* Scope of the assessment
* CMMC Level requirements
* Assessment methodology
* Timeline and logistics
* Initial Data Collection: Review of system documentation, policies, and relevant security controls.
Key Activities in Phase 1 - Pre-Assessment Phase
* A. Phase 1 # Correct
* Phase 1 is where the assessment plan is developed.
* It ensuresclarity on scope, methodology, and logistics before the assessment begins.
* B. Phase 2 # Incorrect
* Phase 2 is theAssessment Conduct Phase, where assessorsexecutethe plan by examining evidence and interviewing personnel.
* C. Phase 3 # Incorrect
* Phase 3 is thePost-Assessment Phase, which involvesfinalizing findings and submitting reports, not developing the plan.
* D. Phase (Incomplete Answer) # Incorrect
* The question requires a specific phase, and the correct one isPhase 1.
Why is the Correct Answer "Phase 1" (A)?
* CMMC Assessment Process (CAP) Document
* DefinesPhase 1as the stage where the assessment plan is developed.
* CMMC Accreditation Body (CMMC-AB) Guidelines
* Specifies thatplanning and pre-assessment activities occur in Phase 1.
* CMMC 2.0 Certification Workflow
* Outlines the assessment planning process as part of theinitial engagementbetween theC3PAO and the OSC.
CMMC 2.0 References Supporting this answer:
NEW QUESTION # 164
Which principles are included in defining the CMMC-AB Code of Professional Conduct?
Answer: D
NEW QUESTION # 165
What type of information is NOT intended for public release and is provided by or generated for the government under a contract to develop or deliver a product or service to the government, but not including information provided by the government to the public (such as on public websites) or simple transactional information, such as necessary to process payments?
Answer: C
NEW QUESTION # 166
What is the primary intent of the verify evidence and record gaps activity?
Answer: A
NEW QUESTION # 167
The Assessment Team has completed the assessment and determined the preliminary practice ratings. The preliminary practice ratings must be shared with the OSC prior to being finalized for submission. Based on this information, the assessor should present the preliminary practice ratings:
Answer: A
Explanation:
According to the CMMC Assessment Process (CAP) v2.0, assessors are required to conduct Daily Checkpoint Meetings at the end of each day to summarize progress with the OSC (Organization Seeking Certification).
The final Daily Checkpoint is where preliminary practice ratings are shared, before the quality assurance review and Out-Brief. The Out-Brief is reserved for the presentation of final results. Additionally, Department of Defense regulations (32 CFR §170.17(c)(2)) provide a 10-business-day re-evaluation window for requirements marked NOT MET before the final report is delivered, which necessitates that the OSC see preliminary ratings during the assessment process itself.
Supporting Extracts from Official Content:
* CAP v2.0, §2.23: "The assessment team shall host a Daily Checkpoint Meeting with the OSC at the end of each assessment day to summarize progress."
* CAP v2.0, §3.7: "The C3PAO shall conduct the quality assurance review... prior to the conduct of the Out-Brief Meeting."
* CAP v2.0, §3.10: "The purpose of the Out-Brief Meeting is to convey the results of the assessment to the OSC."
* 32 CFR §170.17(c)(2): "A security requirement assessed as NOT MET may be re-evaluated... for 10 business days... if the CMMC Assessment Findings Report has not been delivered." Why Option A is Correct:
* The CAP specifies that Daily Checkpoint Meetings are the formal, structured mechanism for assessors to communicate progress and preliminary findings to the OSC.
* The final Daily Checkpoint provides the OSC with visibility into the preliminary practice ratings before they are finalized, ensuring transparency and alignment.
* The Out-Brief is explicitly for conveying the final assessment results after the C3PAO has completed QA.
* Federal regulation (32 CFR §170.17(c)(2)) requires the OSC to have access to preliminary results so they can provide additional evidence for re-evaluation before the report is locked, further confirming that this exchange must occur at the final Daily Checkpoint.
References (Official CMMC v2.0 Content):
* CMMC Assessment Process (CAP) v2.0: Sections 2.23 (Daily Checkpoints), 3.7-3.10 (QA and Out- Brief).
* 32 CFR §170.17(c)(2): Security Requirement Re-evaluation Window.
* DoD CMMC Assessment Guide - Level 2 (v2.13): Guidance on MET/NOT MET determinations and findings.
NEW QUESTION # 168
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